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Topics from October, 2020

SEC Revises Regulations for Derivatives Usage by Registered Funds and ...
Friday, October 30. 2020
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in Investment Management, SEC, SEC Filing Help
SEC, CFTC Approve Final Rule on Security Futures Margin and Request Comments ...
Tuesday, October 27. 2020
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XBRL US to Present October 28 Webinar: Standards for Regulators – Defining ...
Friday, October 23. 2020
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in Events, FERC, FERC Filing Help, Filing Technology, XBRL
SEC to Host Virtual Panel with Women Entrepreneurs of Color on October 28th
Thursday, October 22. 2020
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in Events, SEC
SEC Revises Auditor Independence Rules
Thursday, October 22. 2020
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SEC Releases Agenda for October 26 Virtual Roundtable on Regulation Best ...
Wednesday, October 21. 2020
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in Events, SEC
FERC Proposes Policy Statement on State-Determined Carbon Pricing in ...
Tuesday, October 20. 2020
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in FERC
New Release (5.5b) for the GoFiler Family of Products
Monday, October 19. 2020
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in EDGAR News, GoFiler Updates, Novaworks News, XBRL
SEC and CFTC to Host a Virtual Joint Open Meeting on October 22
Friday, October 16. 2020
Posted by
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in Events, SEC
FERC Staff Publishes Report on Lessons Learned from CIP Reliability Audits
Thursday, October 15. 2020
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in FERC
SEC Releases Statement about Inappropriate XBRL Custom Members for ...
Wednesday, October 14. 2020
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in GoFiler Updates, Novaworks News, SEC, US GAAP Taxonomy, XBRL
SEC Proposes Conditional Exemptive Order for Finders Aiding Small Businesses ...
Tuesday, October 13. 2020
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in SEC
SEC Makes Changes to Regulatory Framework for Fund of Funds Arrangements
Monday, October 12. 2020
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SEC to Host Virtual National Compliance Outreach Seminar for Investment ...
Monday, October 12. 2020
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in Events, Investment Management, SEC
SEC Closed October 12th for Columbus Day
Monday, October 12. 2020
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in EDGAR News, Novaworks News, SEC
SEC Releases Report on Credit Market Interconnectedness and the Effects of ...
Thursday, October 08. 2020
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SEC Adds Clarity, Efficiency, and Transparency to Its Whistleblower Award ...
Thursday, October 08. 2020
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FERC Releases Commission Open Meeting Schedule for 2021
Tuesday, October 06. 2020
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in FERC
SEC Proposes to Extend Regulations ATS and SCI to Treasuries and Other ...
Tuesday, October 06. 2020
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in EDGAR News, SEC, SEC Filing Help
SEC to Host October 26 Virtual Roundtable on Regulation Best Interest and ...
Friday, October 02. 2020
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in Events, SEC
Notice Regarding the Fee Rate Table
Thursday, October 01. 2020
Posted by
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in EDGAR News, Novaworks News

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