The answer is complicated and something that many investment companies and filing agents may not want to think about. While it doesn’t mean the end of your filing obligation, it could mean the end of the SEC’s N-SAR Software and that could spell trouble for your SEC filings.
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Back on April 14, 2014, the United States Court of Appeals for the District of Columbia Circuit issued a decision regarding the challenges to Exchange Act Rule 13p-1 and Form SD (National Association of Manufacturers, et al. v. SEC, et al., No. 13-5252, April 14, 2014). In their decision, the Court of Appeals rejected all of the challenges to the rule.
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