The SEC’s Division of Trading and Markets will convene a meeting on April 14, 2023 to consider reopening the comment period for
proposed amendments to Rule 3b-16 under the Securities Exchange Act of 1934. The original comment period for the proposed amendments closed on April 18, 2022.
{expires: 2023-04-15}
The Securities Exchange Act defines certain terms used in the statutory definition of “exchange”, and the proposed amendments added the following to the definition:
- systems that offer the use of non-firm trading interest
- communication protocols to connect buyers and sellers of securities
The meeting will take place on Friday, April 14, 2023, at 10:00 a.m. ET and is free and open for the public to attend on sec.gov.
Sources:
Open Meeting (sec.gov)
Agenda (sec.gov)
