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Monday, September 18. 2023

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, September 21, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. It will cover committee matters, including topics pertaining to Regulation D and swing pricing. {expires: 2023-09-22}


Panels will be presented on the following topics:

  • Exempt Offerings under Regulation D Rule 506
  • Accredited Investors
  • Recommendations regarding Human Capital Management Disclosure
  • Recommendations regarding Swing Pricing

For more details, including the meeting notice and the full agenda, visit the event’s webpage on sec.gov.


Sources:

Sunshine Act Notice (sec.gov)

Agenda (sec.gov)

Posted by
LeAnn Dey
in Events, SEC at 12:51
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