Thursday, June 01. 2017

SEC Fee Rate Advisory #3 for 2017

Starting on July 4, 2017, the fee rates applicable to most securities transactions will be set at $23.10 per million dollars. Each SRO will continue to pay the SEC a rate of $21.80 per million for covered sales occurring on charge dates through July 3, 2017, and a rate of $23.10 per million for covered sales occurring on charge dates on or after July 4, 2017.


For more information on the term “charge date,” please refer to Rule 31(a)(3) and Exchange Act Release No. 49928.


The assessment on security futures transactions will remain unchanged at $0.0042 for each round turn transaction.



Sources

Fee Rate Advisory #3 for Fiscal Year 2017 (www.sec.gov)


Posted by
The Novaworks Team
in SEC at 11:25