Tuesday, October 05. 2021

SEC, MSRB, FINRA Collaborate to Host Compliance Outreach Program for Municipal Advisors

The SEC’s Division of Examinations and Office of Municipal Securities (OMS), the Municipal Securities Rulemaking Board (MSRB), and the Financial Industry Regulatory Authority (FINRA) will jointly host the virtual 2021 Compliance Outreach Program for Municipal Advisors on Thursday, October 7, 2021 from 10:00 a.m. to 5:00 p.m. ET. {expires: 2021-10-08} Continue reading "SEC, MSRB, FINRA Collaborate to Host Compliance..." »
Posted by
The Novaworks Team
in Events, SEC at 09:50

FERC Rescheduling Office of Public Participation Workshop on Technical Assistance

In consultation with the US Department of Energy’s Pacific Northwest National Laboratory (PNNL), the staff of the FERC’s Office of Public Participation (OPP) will host a virtual seminar to discuss topics related to technical assistance and ways OPP can prioritize technical assistance for the public. The event was originally scheduled to take place on Thursday, September 16, 2021 but will now be presented via webcast on Thursday, October 7, 2021, from 1:00 p.m. to 4:30 p.m. ET. {expires: 2021-10-08} Continue reading "FERC Rescheduling Office of Public..." »
Posted by
The Novaworks Team
in Events, FERC at 09:29
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