Thursday, April 28. 2022

SEC Revises PAUSE List of Firms Using Misleading Information to Solicit Investors

On April 25th, the SEC announced that it has revised its list of unregistered entities that use inaccurate data to solicit mainly non-US investors. This update adds 58 soliciting entities, 11 impersonators of real firms, and one bogus regulator. Continue reading "SEC Revises PAUSE List of Firms Using..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 13:30

FERC, NARUC Announces Next Virtual Joint Task Force Meeting

The Joint Federal-State Task Force on Electric Transmission has announced that its upcoming meeting will be held on Friday, May 6th, from 10:00 a.m. to 4:00 p.m. ET. The Task Force was established by the FERC and the National Association of Regulatory Utility Commissioners (NARUC) in June 2021 and is comprised of the FERC Commissioners and ten state regulators representing the five NARUC regions. The partnership allows state and federal regulators to work side-by-side on various transmission issues. Continue reading "FERC, NARUC Announces Next Virtual Joint Task..." »
Posted by
LeAnn Dey
in Events, FERC at 11:40
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