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Sunday, April 03. 2022

SEC Staff to Host Open Meeting to Discuss Rules Regarding Registration and Regulation of Security-Based Swap Execution Facilities

The SEC’s Division of Trading and Markets will hold a meeting via webcast on sec.gov to discuss and consider whether to propose rules under the Securities Exchange Act of 1934 for the registration and regulation of security-based swap execution facilities (SBSEFs) and related topics and concerns. The Division also is proposing rules that would address the cross-border application of registration and execution requirements for security-based swaps. In addition, the proposed rules would decrease conflicts of interest at SBSEFs and national securities exchanges that trade security-based swaps. The meeting is free, open for the public to attend, and will take place on Wednesday, April 6, 2022, and will begin at 10:00 a.m. ET. {expires: 2022-04-07}


For further information, please contact Michael Gaw in the Division of Trading and Markets at (202) 551-5602 or Vanessa A. Countryman from the Office of the Secretary at (202) 551-5400.


Source:

SEC Open Meeting - Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities (sec.gov)

Open Meeting Agenda



Posted by
LeAnn Dey
in Events, SEC at 13:25
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