Tuesday, October 05. 2021

SEC, MSRB, FINRA Collaborate to Host Compliance Outreach Program for Municipal Advisors

The SEC’s Division of Examinations and Office of Municipal Securities (OMS), the Municipal Securities Rulemaking Board (MSRB), and the Financial Industry Regulatory Authority (FINRA) will jointly host the virtual 2021 Compliance Outreach Program for Municipal Advisors on Thursday, October 7, 2021 from 10:00 a.m. to 5:00 p.m. ET. {expires: 2021-10-08} Continue reading "SEC, MSRB, FINRA Collaborate to Host Compliance..." »
Posted by
The Novaworks Team
in Events, SEC at 09:50

FERC Rescheduling Office of Public Participation Workshop on Technical Assistance

In consultation with the US Department of Energy’s Pacific Northwest National Laboratory (PNNL), the staff of the FERC’s Office of Public Participation (OPP) will host a virtual seminar to discuss topics related to technical assistance and ways OPP can prioritize technical assistance for the public. The event was originally scheduled to take place on Thursday, September 16, 2021 but will now be presented via webcast on Thursday, October 7, 2021, from 1:00 p.m. to 4:30 p.m. ET. {expires: 2021-10-08} Continue reading "FERC Rescheduling Office of Public..." »
Posted by
The Novaworks Team
in Events, FERC at 09:29

Friday, September 24. 2021

FERC to Host Second Conference on Energy and Ancillary Services Markets

The FERC will host its second virtual staff-led conference on energy and ancillary services markets administered by Regional Transmission Organizations and Independent System Operators. The event takes place on Tuesday, October 12, 2021, from 9:00 a.m. to 5:00 p.m. ET. {expires: 2021-10-13} Continue reading "FERC to Host Second Conference on Energy and..." »
Posted by
The Novaworks Team
in Events, FERC at 10:13

Monday, September 20. 2021

SEC and University of Georgia to Hold a Forum on Trends and Risks for Retail Investors

The SEC’s Atlanta Regional Office and the University of Georgia School of Law jointly will host a webcast for retail investors entitled “Money and Markets: Trends and Risks for Retail Investors”. The remote event takes place on Tuesday, October 5, 2021, from 5:00 p.m. to 6:15 p.m. ET. {expires: 2021-10-06} Continue reading "SEC and University of Georgia to Hold a Forum..." »
Posted by
The Novaworks Team
in Events, Investor Education, SEC at 10:18

Friday, September 17. 2021

SEC to Host Virtual Asset Management Advisory Committee Meeting

The SEC is holding a remote meeting of the Asset Management Advisory Committee to discuss matters relevant to the asset management industry. The meeting will include panels featuring the Small Advisers and Small Funds Subcommittees as well as the Private Investments Subcommittee with its potential recommendations. The remote meeting will take place on Monday, September 27, 2021, at 9:30 a.m. ET and will be presented live on sec.gov. {expires: 2021-09-28} Continue reading "SEC to Host Virtual Asset Management Advisory..." »
Posted by
The Novaworks Team
in Events, SEC at 09:19

Thursday, September 16. 2021

SEC to Hold Virtual Small Business Capital Formation Advisory Committee Meeting

The SEC has announced that its Small Business Capital Formation Advisory Committee will hold a virtual meeting to discuss matters related to the rules and regulations affecting small and emerging companies and their investors under the federal securities laws. The free webcast will take place on Monday, September 27, 2021 from 10:00 a.m. to 2:30 p.m. ET. The event is open to the public and will be presented live on sec.gov. {expires: 2021-09-28} Continue reading "SEC to Hold Virtual Small Business Capital..." »
Posted by
The Novaworks Team
in Events, SEC at 09:21

Friday, September 10. 2021

XBRL US to Host Data Quality Committee Web Conference

XBRL US’ Data Quality Committee (DQC) will host a virtual meeting for industry leaders to further engage in discussions and plans to establish rules and guidance for public corporations complying with the SEC’s XBRL requirements. The three-hour webinar will take place on Wednesday, September 29, 2021 and will begin at 9:00 a.m. ET. {expires: 2021-09-30} Continue reading "XBRL US to Host Data Quality Committee Web..." »
Posted by
The Novaworks Team
in Data Quality Committee, Events, SEC Filing Help at 10:36

FERC to Host 2021 Commissioner-led Reliability Technical Conference

The FERC will hold a conference to discuss policy issues related to the reliability and security of the Bulk-Power System. The annual conference will take place on Thursday, September 30, 2021, from 9:00 a.m. – 5:00 p.m. ET. {expires: 2021-10-01} Continue reading "FERC to Host 2021 Commissioner-led Reliability..." »
Posted by
Margaret Gardner
in Events, FERC at 10:24

Friday, September 03. 2021

FERC’s Office of Public Participation to Host Webinar on Technical Assistance

In consultation with the US Department of Energy’s Pacific Northwest National Laboratory (PNNL), the staff of the FERC’s Office of Public Participation (OPP) will host a virtual seminar to discuss topics related to technical assistance and ways OPP can prioritize technical assistance for the public. The free event will be presented via webcast and takes place on Thursday, September 16, 2021, from 1:00 p.m. to 4:30 p.m. ET. {expires: 2021-09-27} Continue reading "FERC’s Office of Public Participation to Host..." »
Posted by
The Novaworks Team
in Events, FERC at 10:31

Wednesday, September 01. 2021

SEC to Host Investor Advisory Committee Meeting

The SEC has announced a virtual Investor Advisory Committee meeting that will take place on Thursday, September 9, from 10:00 a.m. until 3:30 p.m. EDT. The public may attend the free event, which will be presented live via webcast at sec.gov. {expires: 2021-09-10} Continue reading "SEC to Host Investor Advisory Committee Meeting" »
Posted by
The Novaworks Team
in Events, SEC at 13:49

Thursday, August 26. 2021

FERC to Host Two-Part Technical Conference Addressing Energy and Ancillary Services Markets

The FERC has announced that it will host two virtual staff-led webinars regarding energy and ancillary services markets administered by Regional Transmission Organizations and Independent System Operators. {expires: 2021-10-13} Continue reading "FERC to Host Two-Part Technical Conference..." »
Posted by
The Novaworks Team
in Events, FERC at 10:06

Thursday, August 19. 2021

FERC to Host Webinar to Discuss Certain Performance-based Ratemaking Approaches

The FERC will present a workshop to address certain performance-based ratemaking approaches that may foster deployment of transmission technologies, particularly shared savings. When utilized in certain circumstances, transmission technologies may enhance reliability, efficiency, and capacity, and improve the operation of new or existing transmission facilities. {expires: 2021-09-11} Continue reading "FERC to Host Webinar to Discuss Certain..." »
Posted by
The Novaworks Team
in Events, FERC at 10:45

SEC Regional Office to Host a Virtual Town Hall to Discuss Trends Related to Consumer Fraud, Investment Fraud, and Digital and Cryptocurrencies

The SEC’s Atlanta Regional Office, the Better Business Bureau, the Tennessee Financial Literacy Commission, and the Tennessee Department of Commerce and Insurance will jointly convene an online town hall to address both consumer and investment fraud and the rise of digital and cryptocurrencies. The event will take place on Wednesday, August 25, 2021, from 11:00 a.m. - 12:00 p.m. ET. The interactive session requires no registration and is free and open to the public. {expires: 2021-08-26} Continue reading "SEC Regional Office to Host a Virtual Town Hall..." »
Posted by
The Novaworks Team
in Events, Investor Education, SEC at 10:28

Tuesday, August 17. 2021

Novaworks to Host Free Webinar on Using GoFiler for Risk Return Inline XBRL

The final phase-in to use inline XBRL for Risk Return filings begins September 17, 2021. After September 17, all fund groups will need to comply with the Inline XBRL requirements for any initial registration statement (or post-effective amendment that is an annual update to an effective registration statement) that becomes effective on or after that date. To help this transition, Novaworks is presenting a free webinar to help filers learn how to prepare Inline XBRL for the Risk Return taxonomy using our patented XDX technology.

Continue reading "Novaworks to Host Free Webinar on Using GoFiler..." »
Posted by
The Novaworks Team
in Events, Filing Technology, SEC Filing Help at 14:12

Monday, August 09. 2021

XBRL US to Present Webinar on Inline XBRL for Mutual Funds

XBRL US will host a remote seminar to prepare filers for phase two of the roll-out of Inline XBRL for mutual funds that begins September 17, 2021. The one-hour event will held on Wednesday, August 18, 2021 at 3:00 p.m. ET. The session is free and open to the public, though registration is required. {expires: 2021-08-19} Continue reading "XBRL US to Present Webinar on Inline XBRL for..." »
Posted by
The Novaworks Team
in Events, Information Technology, XBRL at 09:34
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